-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AOnhjlLbakp3zTBwi7m/B69QsQ9O4lgt75fPzN0yl7Vzkcf6Dvr5hY+wRU67Bc/x mijBGzP0GjRi2ymxTjWtqQ== 0001011440-97-000051.txt : 19970222 0001011440-97-000051.hdr.sgml : 19970222 ACCESSION NUMBER: 0001011440-97-000051 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970212 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-44047 FILM NUMBER: 97525597 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DR STREET 2: STE 1300 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4525 BUSINESS PHONE: 7032051000 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE SUITE 1300 CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TIGER MANAGEMENT LLC CENTRAL INDEX KEY: 0001011440 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133878064 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 101 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 2129842500 SC 13G 1 6 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Capital One Financial Corporation (Name of Issuer) Common Stock $.01 par value (Title of Class of Securities) 140-40H-10-5 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. Cusip Number: 140-40H-10-5 (1) Name of Reporting Person and S.S. or I.R.S. Identification Number of Above Person: Tiger Management L.L.C. (2) Check the Appropriate Box if a Member of a Group: (a) (b) (3) SEC Use Only: (4) Citizenship or Place of Organization: Delaware (5) Sole Voting Power: -0- (6) Shared Voting Power: 2,933,800 (7) Sole Dispositive Power: -0- (8) Shared Dispositive Power: 2,933,800 (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 2,933,800 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: (11) Percent of Class Represented by Amount in Row (9): 4.4% (12) Type of Reporting Person: IA Cusip Number: 140-40H-10-5 (1) Name of Reporting Person and S.S. or I.R.S. Identification Number of Above Person: Tiger Performance L.L.C. (2) Check the Appropriate Box if a Member of a Group: (a) (b) (3) SEC Use Only: (4) Citizenship or Place of Organization: Delaware (5) Sole Voting Power: -0- (6) Shared Voting Power: 1,860,200 (7) Sole Dispositive Power: -0- (8) Shared Dispositive Power: 1,860,200 (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 1,860,200 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: (11) Percent of Class Represented by Amount in Row (9): 2.8% (12) Type of Reporting Person: IA Cusip Number: 140-40H-10-5 (1) Name of Reporting Person and S.S. or I.R.S. Identification Number of Above Person: Panther Partners, L.P. (2) Check the Appropriate Box if a Member of a Group: (a) (b) (3 SEC Use Only: (4) Citizenship or Place of Organization: Delaware (5) Sole Voting Power: -0- (6) Shared Voting Power: 272,200 (7) Sole Dispositive Power: -0- (8) Shared Dispositive Power: 272,200 (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 272,200 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: (11) Percent of Class Represented by Amount in Row (9): 0.4% (12) Type of Reporting Person: IV PN Cusip Number: 140-40H-10-5 (1) Name of Reporting Person and S.S. or I.R.S. Identification Number of Above Person: Panther Management Company, L.P. (2) Check the Appropriate Box if a Member of a Group: (a) (b) (3) SEC Use Only: (4) Citizenship or Place of Organization: Delaware (5) Sole Voting Power: -0- (6) Shared Voting Power: 272,200 (7) Sole Dispositive Power: -0- (8) Shared Dispositive Power: 272,200 (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 272,200 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: (11) Percent of Class Represented by Amount in Row (9): 0.4% (12) Type of Reporting Person: IA PN Cusip Number: 140-40H-10-5 (1) Name of Reporting Person and S.S. or I.R.S. Identification Number of Above Person: Julian H. Robertson, Jr. (2) Check the Appropriate Box if a Member of a Group: (a) (b) (3) SEC Use Only: (4) Citizenship or Place of Organization: U.S. (5) Sole Voting Power: -0- (6) Shared Voting Power: 5,066,200 (7) Sole Dispositive Power: -0- (8) Shared Dispositive Power: 5,066,200 (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 5,066,200 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: (11) Percent of Class Represented by Amount in Row (9): 7.6% (12)Type of Reporting Person: IN Item 1(a) Capital One Financial Corporation Item 1(b) 2980 Fairview Park Drive, Suite 1300, Falls Church, Virginia 22042-4525 Item 2(a) This statement is filed on behalf of Tiger Management L.L.C.("TMLLC"), Tiger Performance L.L.C. ("TPLLC"), Panther Partners, L.P. ("Panther") and Panther Management Company, L.P. ("PMCLP"). Julian H. Robertson, Jr is the ultimate controlling person of TMLLC, TPLLC and PMCLP. Item 2(b) The address of each reporting person is 101 Park Avenue, New York, NY 10178 Item 2(c) Incorporated by reference to item (4) of the cover page pertaining to each reporting person. Item 2(d) Common Stock $.01 par value Item 2(e) 140-40H-10-5 Item 3. Panther is an investment company registered under Section 8 of the Investment Company Act. Each of TMLLC, TPLLC and PMCLP is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership as of December 31, 1996 is incorporated by reference to items (5) - (9) and (11) of the cover page pertaining to each reporting person. Item 5. Not applicable Item 6. Not applicable Item 7. Not applicable Item 8. Not applicable Item 9. Not applicable Item 10. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1997 TIGER MANAGEMENT L.L.C. /s/ Nolan Altman, Chief Financial Officer TIGER PERFORMANCE L.L.C. /s/ Nolan Altman, Chief Financial Officer PANTHER PARTNERS, L.P. By: Panther Management Company, L.P., its General Partner By: Panther Management Corporation, its General Partner /s/ Nolan Altman, Chief Financial Officer PANTHER MANAGEMENT COMPANY, L.P. By: Panther Management Corporation, its General Partner /s/ Nolan Altman, Chief Financial Officer JULIAN H. ROBERTSON, JR. /s/ Nolan Altman, Under Power of Attorney Dated: January 27, 1995, On File with Schedule 13G for Kohl's Corp. 2/7/95 Attached Exhibit EXHIBIT A AGREEMENT The undersigned agree that this Schedule 13G dated February 12, 1997 relating to shares of common stock of Capital One Financial Corporation shall be filed on behalf of each of the undersigned. TIGER MANAGEMENT L.L.C. /s/ Nolan Altman, Chief Financial Officer TIGER PERFORMANCE L.L.C. /s/ Nolan Altman, Chief Financial Officer PANTHER PARTNERS, L.P. By: Panther Management Company, L.P., its General Partner By: Panther Management Corporation, its General Partner /s/ Nolan Altman, Chief Financial Officer PANTHER MANAGEMENT COMPANY, L.P. By: Panther Management Corporation, its General Partner /s/ Nolan Altman, Chief Financial Officer JULIAN H. ROBERTSON, JR. /s/ Nolan Altman, Under Power of Attorney Dated: January 27, 1995, On File with Schedule 13G for Kohl's Corp. 2/7/95 -----END PRIVACY-ENHANCED MESSAGE-----